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FINRA Awards for Barbara Gordon

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0057606/29/2020Claimant(s): Barbara Gordon, David Gordon
Claimant Lawyers(s): Barbara G. Gordon, David Gordon
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): David L. Ruderman
Hearing Site: Wilmington, DE
Checkmark Icon$213
03-0007701/29/2008Claimant(s): Barbara Gordon
Claimant Lawyers(s): Jakes Jordaan
Respondent(s): David Komansky, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel R. Sharp
Arbitrator(s): Thomas D. Nagle, Charles S. Chester
Hearing Site: Houston, TX
Checkmark Icon$0

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