| 17-03085 | 08/08/2018 | Claimant(s): Larry Milton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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| 17-01549 | 04/26/2018 | Claimant(s): Peter Marketos
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
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| 17-01537 | 04/05/2018 | Claimant(s): Peter Marketos
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates.
Respondent Lawyers(s): Ralph T. Izzo, Robert M. Rudnicki
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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| 17-00145 | 02/08/2018 | Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Nina Schurz, Raymond, James & Associates.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Sheryl E. Elias
Hearing Site: New York, NY
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| 17-01865 | 12/01/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Brandon Duncan
Respondent Lawyers(s): Brandon Avery Duncan
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
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| 17-00333 | 11/13/2017 | Claimant(s): Anthony Dye
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Lita S Menkin, Royce Alan Burns, Gary J. Leshaw
Hearing Site: Atlanta, GA
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| 15-02127 | 11/03/2017 | Claimant(s): Hantz Financial Services.
Claimant Lawyers(s): David J. Shea
Respondent(s): Mark Corbin, Raymond, James & Associates.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Edward M. Olson, John F. Burns, Jonathan Edward Maire
Hearing Site: Detroit, MI
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| 14-03467 | 07/14/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Brent Yarbrough, Morgan Keegan & Company
Respondent Lawyers(s): Jordan D. Maglich, Michael G. Brown
Arbitrator(s): Arthur H. Geffen, Ann Blaess Kimball, William Cavalier
Hearing Site: Dallas, TX
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| 15-01290 | 12/16/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Neal Alster
Respondent Lawyers(s): Neal Evan Alster
Arbitrator(s): Rody P. Biggert
Hearing Site: St. Louis, MO
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| 16-01213 | 11/04/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Jason Davis
Respondent Lawyers(s): Jason Blair Davis
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charleston, WV
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