Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00016 | 07/15/2020 | Claimant(s): Matthew Fleissner Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-03310 | 06/19/2020 | Claimant(s): Steven Southworth Claimant Lawyers(s): Frances Menzer Respondent(s): Cowen and Company Respondent Lawyers(s): Steven Cohen Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-03156 | 06/10/2020 | Claimant(s): John Moran Claimant Lawyers(s): Rachel Mech Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-02060 | 03/27/2020 | Claimant(s): Joseph Guarneri Claimant Lawyers(s): Patrick R Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-02183 | 01/21/2020 | Claimant(s): Mikhail Filshtinskiy Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jamie J. Helman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-00879 | 12/13/2019 | Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-01357 | 12/03/2019 | Claimant(s): Alexander Napoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-01330 | 11/05/2019 | Claimant(s): Michael Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-00900 | 09/30/2019 | Claimant(s): Stephen Kowalski Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Woods Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-00002 | 08/15/2019 | Claimant(s): Richard Libretti Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ |