Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02474 | 06/07/2024 | Claimant(s): James Rudwall Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael F. Braun Arbitrator(s): Gregory G. Gocek, Susan L. Walker Hearing Site: Chicago, IL | ||
| 24-00244 | 06/03/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Ryan Stoner Respondent Lawyers(s): Ryan Scott Stoner Arbitrator(s): Marcia Bonita Gevers Hearing Site: Chicago, IL | ||
| 23-02784 | 05/29/2024 | Claimant(s): John Lyons, J. Lyons Fund Management. Claimant Lawyers(s): Michael R. Karnuth Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 23-02823 | 05/24/2024 | Claimant(s): Michael Stewart Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 23-02338 | 05/16/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | ||
| 23-02339 | 05/03/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 24-00252 | 04/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): James Czerniak Respondent Lawyers(s): James Allen Czerniak Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 23-02652 | 04/18/2024 | Claimant(s): Joseph Silich Claimant Lawyers(s): Bruce Lewitas Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Susanne J. Hollander, Felice Janine Batlan, Adrienne Michelle Adams Hearing Site: Chicago, IL | ||
| 23-01382 | 04/11/2024 | Claimant(s): Gregory Benner Claimant Lawyers(s): Peter Lindholm Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL |