| 16-01710 | 03/15/2019 | Claimant(s): Seth Radow
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Susan B. Gans-Smith, Marc S. Joseph, Michael R. Diliberto
Hearing Site: Los Angeles, CA
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| 18-00848 | 03/15/2019 | Claimant(s): Ken Kavanagh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): D'Anna Harper
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
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| 15-00383 | 03/06/2019 | Claimant(s): Marc Horner
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy
Hearing Site: Chicago, IL
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| 18-01821 | 02/28/2019 | Claimant(s): Forest Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Miami, FL
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| 18-01130 | 02/26/2019 | Claimant(s): Robert Buchanan
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig. Vollono
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 18-01553 | 02/26/2019 | Claimant(s): Irvin Rosenzweig
Claimant Lawyers(s): Christopher Coss
Respondent(s): UBS Financial Services Inc., PNC Investments
Respondent Lawyers(s): Frederic L. Liberman, Sean J. Coughlin
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 18-01371 | 02/12/2019 | Claimant(s): Rafael Locken-Testa
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
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| 18-01132 | 02/11/2019 | Claimant(s): Robert Buchanan
Claimant Lawyers(s): Joelle Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
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| 18-02476 | 02/08/2019 | Claimant(s): Ryan Gordon
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 18-01090 | 02/07/2019 | Claimant(s): Timothy Cornell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
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