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FINRA Awards for Albert Rizzo

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0002005/24/2023Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Samuel Girgiss
Respondent Lawyers(s): Samuel Girgiss
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
20-0000807/14/2021Claimant(s): Howard Alexander
Claimant Lawyers(s): Keith Markel
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): James D. Yellen, Albert Rizzo, Piotr Seweryn Wojtowicz
Hearing Site: New York, NY
19-0141103/01/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Vince Glenn
Respondent Lawyers(s): Kevin T. Duffy
Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo
Hearing Site: New York, NY
20-0225402/23/2021Claimant(s): Michael Orr
Claimant Lawyers(s): Michael Orr
Respondent(s): Laurence Allen, Michael Schunk, Nyppex
Respondent Lawyers(s): Jeremy Kim
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
19-0259704/02/2020Claimant(s): Ryan Ackerhalt
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
19-0088211/19/2019Claimant(s): G. Diddel
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
18-0395209/30/2019Claimant(s): Beech Hill Securities.
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Michael Fontaine, William Buchanan, CIM Securities
Respondent Lawyers(s): Daniel Gildin
Arbitrator(s): Ronnie Steinkoler, Paul C. Tang, Albert Rizzo
Hearing Site: New York, NY
18-0435607/01/2019Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
18-0361805/28/2019Claimant(s): Danielle Montagnesi
Claimant Lawyers(s): Kevin P Conway
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ariel P. Cannon
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
18-0430005/28/2019Claimant(s): Randolph Feliz
Claimant Lawyers(s): Randolph Kendall Feliz
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo
Hearing Site: New York, NY

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