Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02868 | 06/13/2024 | Claimant(s): Ankit Sahu Claimant Lawyers(s): Peter Lindholm Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 22-02590 | 06/11/2024 | Claimant(s): Manuel Melendez Claimant Lawyers(s): Debra A. Jenks Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Stuart K. Furman Hearing Site: Boca Raton, FL | ||
| 23-02722 | 05/30/2024 | Claimant(s): Sneha Mahajan Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 23-02338 | 05/16/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | ||
| 23-02952 | 05/09/2024 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-02339 | 05/03/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 23-01535 | 04/24/2024 | Claimant(s): Stephen Ferencik Claimant Lawyers(s): Michael Kalmus Respondent(s): Morgan Stanley DW Inc., Triad Advisors LLC, UBS Financial Services Inc. Respondent Lawyers(s): Brandy Fernandez, Greg Curley, John Murphy Arbitrator(s): Jeffrey Alperin, Christopher R Carroll, Chanteasea Pyron Swain Hearing Site: Atlanta, GA | ||
| 23-02473 | 03/15/2024 | Claimant(s): Marie Steinman Claimant Lawyers(s): Robert J. Girard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 23-01126 | 03/05/2024 | Claimant(s): David Liguori Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA | ||
| 23-01420 | 02/27/2024 | Claimant(s): Matthew Langhorst, Rebecca Hallman Claimant Lawyers(s): Bryon Romine Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller Hearing Site: Dallas, TX |