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FINRA Awards for Citizens Securities.

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0193012/22/2023Claimant(s): Phillip Parziale
Claimant Lawyers(s): William Haddad
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Richard D. Levin, Gene M. Bauer, John George Neylon
Hearing Site: Boston, MA
23-0099811/27/2023Claimant(s): Krishnaa Ghosh
Claimant Lawyers(s): Katherine Skubecz
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Arthur Lewis Pressman, Elise Frost Alair
Hearing Site: Boston, MA
23-0203311/17/2023Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
21-0071603/14/2022Claimant(s): Kevin McRae
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI
20-0159409/20/2021Claimant(s): Brandon Cheshier
Claimant Lawyers(s): Danilo Borgas
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Brenna Anatone Force
Arbitrator(s): Jim Geiger, Robert L. Chase, John C Solomon
Hearing Site: Providence, RI
20-0251104/13/2021Claimant(s): Beverly Ketel
Claimant Lawyers(s): Beverly Marie Ketel
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Thomas C. Tretter, Linda J. Baer, Edward W. Morris
Hearing Site: Manchester, NH
20-0072611/25/2020Claimant(s): Russell Strickler
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0160111/06/2020Claimant(s): Jennifer Lattanzio
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Chase Investment Services Corp., Citizens Securities.
Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Cleveland, OH
19-0166410/30/2019Claimant(s): Citizens Securities.
Claimant Lawyers(s): Brenna A. Force
Respondent(s): Ronny Acluche
Respondent Lawyers(s): Ronny Acluche
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
18-0210310/11/2019Claimant(s): Lester Hardley
Claimant Lawyers(s): Lester Efrem Hardley
Respondent(s): Nicholas Mingone, Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA

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