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FINRA Awards for Citizens Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0189609/09/2024Claimant(s): Michelle Urban
Claimant Lawyers(s): Michelle Lynn Urban
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Robert J. Hannen
Arbitrator(s): Douglas M. Branson, Cheryl Esposito Kaufman, Max D. Halpern
Hearing Site: Pittsburgh, PA
Checkmark IconDismissed by Rules 12409 and 12504
20-0067708/02/2021Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007
Claimant Lawyers(s): Joseph P. Ciaramitaro
Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities.
Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser
Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen
Hearing Site: Detroit, MI
Checkmark IconExpungement
20-0221003/10/2021Claimant(s): Beverly Ketel
Claimant Lawyers(s): Beverly Marie Ketel
Respondent(s): Citizens Securities.
Respondent Lawyers(s): William K. Wray
Arbitrator(s): Patricia Gatto Hechavarria
Hearing Site: Manchester, NH
Checkmark IconExpungement

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