23-01896 | 09/09/2024 | Claimant(s): Michelle Urban Claimant Lawyers(s): Michelle Lynn Urban Respondent(s): Citizens Securities. Respondent Lawyers(s): Robert J. Hannen Arbitrator(s): Douglas M. Branson, Cheryl Esposito Kaufman, Max D. Halpern Hearing Site: Pittsburgh, PA
| | Dismissed by Rules 12409 and 12504 |
20-00677 | 08/02/2021 | Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007 Claimant Lawyers(s): Joseph P. Ciaramitaro Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities. Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen Hearing Site: Detroit, MI
| | Expungement |
20-02210 | 03/10/2021 | Claimant(s): Beverly Ketel Claimant Lawyers(s): Beverly Marie Ketel Respondent(s): Citizens Securities. Respondent Lawyers(s): William K. Wray Arbitrator(s): Patricia Gatto Hechavarria Hearing Site: Manchester, NH
| | Expungement |