Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00170 | 09/17/2021 | Claimant(s): Lisa Kulhavi Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-02855 | 06/01/2021 | Claimant(s): Brian Robinson Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-02786 | 04/13/2021 | Claimant(s): Kristopher Flammang Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 19-03186 | 04/15/2020 | Claimant(s): Marc Korsch Claimant Lawyers(s): Jessica Calloway Respondent(s): Centaurus Financial., Trustmont Financial Group. Respondent Lawyers(s): Anthony C. Hladek, Michael West Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 19-02325 | 03/21/2020 | Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Karl A. Vogeler Hearing Site: Jacksonville, FL | ||
| 19-01494 | 12/24/2019 | Claimant(s): Tyler Harrelson Claimant Lawyers(s): Matthew Wolper Respondent(s): Sagepoint Financial., Cetera Advisors LLC Respondent Lawyers(s): Benjamin J. Biard, Gregory Curley Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 18-04386 | 10/21/2019 | Claimant(s): Kevin Cox Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 13-01243 | 07/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Edith N. Dinneen, Karl A. Vogeler, Erin Kathleen Linehan Hearing Site: Tampa, FL | ||
| 12-01438 | 11/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Don Boswell Respondent(s): Benjamin Graham Respondent Lawyers(s): Benjamin Graham Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 06-05081 | 04/24/2008 | Claimant(s): David Ossenmacher Claimant Lawyers(s): John R. Kiefner Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nancy Anderson Tayborn Arbitrator(s): Nicholas G. Dukas, Elizabeth A. Townes, Karl A. Vogeler Hearing Site: Tampa, FL |