| 15-03440 | 05/16/2017 | Claimant(s): Florian Bita
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Gabrielle Levin
Arbitrator(s): Michael J. Maran, Robert Elliot Harrison, Ronald Leven
Hearing Site: New York, NY
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| 16-00169 | 04/07/2017 | Claimant(s): Sylvia Gort
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Chandler R. Bridges, Deborah A. Jackson, James C. Hoover
Hearing Site: Atlanta, GA
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| 16-02386 | 01/23/2017 | Claimant(s): Stephen Anderson
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Jeffrey Miller, Jeffrey Tabak, Miller Tabak + Co., Mitchell Securities.
Respondent Lawyers(s): Jeffrey Miller, Thomas S. Mitchell
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
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| 15-02522 | 01/12/2017 | Claimant(s): Daniel Zraly
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Courtney S. Stieber
Arbitrator(s): Paul K. Barenholtz, David Serko, David John Reilly
Hearing Site: New York, NY
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| 15-00927 | 11/08/2016 | Claimant(s): Peter Little
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kathryn L. Alessi
Arbitrator(s): Edward W. Morris, David Serko
Hearing Site: New York, NY
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| 15-02231 | 10/20/2016 | Claimant(s): Julian Cash
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Thomas A. O'Neill, Graham Daw, Richard Gee
Hearing Site: New York, NY
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| 15-00919 | 07/19/2016 | Claimant(s): Darryl Smith
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Joseph N. Stineman, Ronald Harris Kisner, Robert Elliot Harrison
Hearing Site: New York, NY
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| 15-00973 | 07/01/2016 | Claimant(s): Keith Lind
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): David S. Billet, Allan N. Taffet, John J. Vesey
Hearing Site: New York, NY
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| 15-02168 | 06/21/2016 | Claimant(s): Shane Grimaldi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Kenneth Kirschner
Arbitrator(s): Cindy B. Eisenberg, Abigail J. Pessen, James Vincent Poma
Hearing Site: New York, NY
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| 15-00308 | 06/16/2016 | Claimant(s): Bernardo Gattass
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Corey D. Winer
Arbitrator(s): Bernard A. Kesselman, John J. Vesey, Denise N. Seegobin
Hearing Site: New York, NY
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