| 23-03017 | 04/03/2024 | Claimant(s): Neil Klein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
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| 23-02197 | 03/21/2024 | Claimant(s): Robert Crothers
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
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| 23-00597 | 11/16/2023 | Claimant(s): Noah Doyle
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
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| 22-00171 | 10/06/2022 | Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson, Emily A. Hayes
Arbitrator(s): Richard W. Cutler, John Franklin Udochi, Adam J. Ciffone
Hearing Site: New York, NY
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| 18-02371 | 07/14/2022 | Claimant(s): Anil Bhandari
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Yvette Strong, John Franklin Udochi, Brian John Gallagher
Hearing Site: New York, NY
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| 20-01670 | 11/25/2020 | Claimant(s): Yan Binder
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Richard W. Cutler, Ellen Slipp, John Franklin Udochi
Hearing Site: New York, NY
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