| 15-03079 | 10/11/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Brandon Riley
Respondent(s): Gabriel Block
Respondent Lawyers(s): Gabriel Block
Arbitrator(s): Richard D. Chusid, Neal D. Baker, Bryan David Glass
Hearing Site: New York, NY
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| 16-01767 | 04/24/2017 | Claimant(s): John Burke
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard D. Chusid, Robert E. Anderson, S. Charles Tabak
Hearing Site: Newark, NJ
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| 11-00683 | 09/27/2013 | Claimant(s): Harry Friedman
Claimant Lawyers(s): Daniel Hirschel
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Richard D. Chusid, Sandra J. Mullings, Lowell D. Johnston
Hearing Site: New York, NY
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| 11-02458 | 11/17/2011 | Claimant(s): Steven Horn
Claimant Lawyers(s): David E. Robbins
Respondent(s): Whitehall Wellington Investments.
Respondent Lawyers(s): Stuart Weinberg
Arbitrator(s): Joseph B. Russell, Richard D. Chusid, Clive I. Morrick
Hearing Site: New York, NY
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| 07-03484 | 04/27/2009 | Claimant(s): Bear, Stearns & Co. LLC
Claimant Lawyers(s): Gene L. Small
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Alain Leibman
Arbitrator(s): Richard D. Chusid, Kinchen C. Bizzell, Farrell C. Glasser
Hearing Site: New York, NY
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| 06-02262 | 10/18/2007 | Claimant(s): Richard Kates
Claimant Lawyers(s): James A. Batson
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Richard D. Chusid, Herbert Z. Geiger, Jay L. Zelesnick
Hearing Site: New York, NY
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