14-02310 | 10/16/2017 | Claimant(s): Kevin Gordon Claimant Lawyers(s): Aegis J. Frumento Respondent(s): Louis Scotto, BGC Financial, L.P. Respondent Lawyers(s): David A. Paul Arbitrator(s): Richard W. Vallario, Barbara J. Glenns, Mary Lou McGanney Hearing Site: New York, NY
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13-01842 | 06/03/2014 | Claimant(s): Maureen Mahon Claimant Lawyers(s): Christopher B. Jones Respondent(s): John Fay, Robert Bond, Newedge USA Respondent Lawyers(s): Karen Brody Arbitrator(s): Barbara J. Glenns, Irene C. Warshauer, Yvette Strong Hearing Site: New York, NY
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12-03512 | 08/07/2013 | Claimant(s): Hari Polavarapu Claimant Lawyers(s): Hari Chandra Polavarapu Respondent(s): Auriga USA Respondent Lawyers(s): Richard W. Chun Arbitrator(s): Barbara J. Glenns, Theresa R. Joyner, Linda Ashley Hearing Site: New York, NY
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11-01126 | 06/12/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D Weinreich Respondent(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez Respondent Lawyers(s): Margaret E. Peper Arbitrator(s): Barbara J. Glenns, Romaine L. Gardner, Lynne M. Reid-McQueen Hearing Site: New York, NY
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09-01400 | 11/24/2010 | Claimant(s): Kenneth Epstein Claimant Lawyers(s): Kenneth Robert Epstein Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Michael E. Olney, Barbara J. Glenns, Frank Irizarry Hearing Site: New York, NY
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09-01732 | 05/19/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Michael J. DiMattia Respondent(s): Jeremy Donefer, John Pasacreta, John Rotando, Jordan Samelson, Morgan Stanley & Co. Respondent Lawyers(s): John Greco, Philip J. Campisi Arbitrator(s): Barbara J. Glenns, Melvin S. Slade, Aaron Tyk Hearing Site: New York, NY
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08-04681 | 05/11/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): Daniel Cialini Respondent Lawyers(s): Daniel D. Cialini Arbitrator(s): Barbara J. Glenns Hearing Site: New York, NY
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08-01732 | 01/30/2009 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Edward L. Rose Respondent(s): Sidney Oliphant Respondent Lawyers(s): Sidney J. Oliphant Arbitrator(s): Barbara J. Glenns Hearing Site: New York, NY
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