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FINRA Awards for Barbara J. Glenns

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0138105/26/2010Claimant(s): Guy Girgenti
Claimant Lawyers(s): Guy Girgenti
Respondent(s): Janice Ginsburg, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Barbara J. Glenns, Madelyn A. Levy, Philip R. Lochner
Hearing Site: New York, NY
Checkmark IconExpungement
06-0128903/18/2008Claimant(s): Angelo & Benedetta Pisani
Claimant Lawyers(s): Lisa A. Catalano
Respondent(s): Ari Elfenbein, Steven Bernstein, Capital Growth Financial
Respondent Lawyers(s): Adam H. Smith, Michael S. Jacobs, Steven Stang Bernstein
Arbitrator(s): Barbara J. Glenns, Ilene Barbara Zatkin-Butler, Randall K. Berger
Hearing Site: New York, NY
Checkmark Icon$40,500
06-0397210/24/2007Claimant(s): George Nordike
Claimant Lawyers(s): George Nordike
Respondent(s): Israel Epstein, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Olney
Arbitrator(s): Barbara J. Glenns, Annette B. Meyers, James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$250

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