FINRA Awards for Ira G. Rosenstein

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Displaying 51-56 out of 56 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
05-05320	07/25/2008	Claimant(s): David Levy Claimant Lawyers(s): David B. Bernfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Alfred P. Reeves, Larry W. Befeler, Mitchell Jay Bayer Hearing Site: New York, NY
07-00359	04/18/2008	Claimant(s): Caren Bass Claimant Lawyers(s): Caren M. Bass Respondent(s): Citigroup. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Sandra J. Mullings, Elizabeth B. Head, Bartley F. Flaherty Hearing Site: New York, NY
07-01213	02/08/2008	Claimant(s): Kjersten Lazar Claimant Lawyers(s): Jeffrey L. Wilson Respondent(s): Catherine Galgano, Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Donald J. Rasweiler, Denzil J. Klippel, Susan C. Lushing Hearing Site: New York, NY
07-00009	11/26/2007	Claimant(s): Eric Gauster Claimant Lawyers(s): Eric Robert Gauster Respondent(s): Citigroup Global Markets., Martin Parquette, Michael Parker Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): June Y. Kilmarx, Edward Joseph Boudreau, Joseph Charles Kennedy Hearing Site: Boston, MA
06-04998	10/24/2007	Claimant(s): Richard Streisfeld Claimant Lawyers(s): Neil A. Sussman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Michael Ross, Sherri L. Hughes, Lawrence J. Roth Hearing Site: New York, NY
06-01926	07/30/2007	Claimant(s): Charles Ostrove Claimant Lawyers(s): Edward H. Glenn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco Hearing Site: New York, NY