| 20-00026 | 11/24/2020 | Claimant(s): Joseph Biondolillo
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C., vFinance Investments
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | |
| 19-03231 | 11/19/2020 | Claimant(s): Alfred Stratford
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Davenport & Company LLC
Respondent Lawyers(s): Kathleen Holman
Arbitrator(s): Richard James Igou
Hearing Site: Richmond, VA
| | |
| 19-03546 | 10/21/2020 | Claimant(s): John Slipek
Claimant Lawyers(s): Scott Holcomb
Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company
Respondent Lawyers(s): David Feldstein, Gregg Breitbart
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | |
| 20-01359 | 10/21/2020 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 20-00512 | 06/16/2020 | Claimant(s): Cody Overstreet
Claimant Lawyers(s): Scott Holcomb
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P Nicholson
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | |
| 17-01391 | 12/26/2017 | Claimant(s): David Adams
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Neil Harvey Smith, Theodore Haynes, Stephen Edward Cundiff
Hearing Site: Nashville, TN
| | |
| 17-01464 | 12/11/2017 | Claimant(s): Joseph Bancheri, Michael Lupton
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joan M. Traub, Annamaria Boccia Smith, Sean F. Monahan
Hearing Site: New York, NY
| | |
| 13-00361 | 10/14/2013 | Claimant(s): Jeremy Gove, Michael Digaetano
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Judith Moomey, Larry Moomey
Respondent Lawyers(s): Kalju Nekvasil
Arbitrator(s): Frank D. Connett, James E. Michaels, Albert Bernard Kerkhove
Hearing Site: Omaha, NE
| | Expungement |
| 12-01441 | 08/30/2013 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
| | |
