Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01263 | 10/04/2021 | Claimant(s): Raymond Borota Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Emmett A Larkin Company., Pacific Cortez Securities Incorporated, Salomon Grey Financial Corporation Respondent Lawyers(s): Gordon Hing, Kyle Rowe, Troy Flowers Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 21-00348 | 09/28/2021 | Claimant(s): Kristopher Etter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 20-01186 | 08/30/2021 | Claimant(s): Douglas Wall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 18-03543 | 08/13/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Kimberly Rule Respondent Lawyers(s): Kimberly Kay Rule Arbitrator(s): Frances Johnson Wright, Kenneth Joe Gold, Robert E. Luxen Hearing Site: Dallas, TX | ||
| 20-03135 | 08/06/2021 | Claimant(s): Wesley Sorensen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-03029 | 07/16/2021 | Claimant(s): Troy Chesnut Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-01419 | 07/15/2021 | Claimant(s): Raymond Borota Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Mark L. Williams Hearing Site: Dallas, TX | ||
| 20-03509 | 06/21/2021 | Claimant(s): Shane Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Capital. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-02934 | 06/14/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc One Securities Corporation Respondent Lawyers(s): Gregory Johnson Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-02927 | 06/03/2021 | Claimant(s): Russell Boaz Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX |