Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01649 | 04/12/2022 | Claimant(s): John Reagan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 21-01848 | 04/08/2022 | Claimant(s): Michael Escobar Claimant Lawyers(s): James P. Galvin Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): Kurt L. Smith, Robert J. Gregory, Jay M. Vogelson Hearing Site: Dallas, TX | ||
| 20-03243 | 03/10/2022 | Claimant(s): Shaun Hayes Claimant Lawyers(s): William M. Dailey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 21-01480 | 02/25/2022 | Claimant(s): James Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services., Dominion Capital Corporation Respondent Lawyers(s): David Feldstein, Douglas W. Powell Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-03418 | 02/17/2022 | Claimant(s): Christopher Lee Claimant Lawyers(s): Christopher Lee Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 21-01946 | 02/14/2022 | Claimant(s): Travis Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Financial Securities. Respondent Lawyers(s): Tanya J. McCann Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-04117 | 11/02/2021 | Claimant(s): Kurt Kerrigan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 21-00917 | 10/29/2021 | Claimant(s): Lawrence Redell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 21-01136 | 10/26/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Atif Mughal Respondent Lawyers(s): Atif Iqbal Mughal Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 20-03644 | 10/12/2021 | Claimant(s): Derrick Colby Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX |