Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01028 | 08/13/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Jay Nisbet Respondent Lawyers(s): Jay Michael Nisbet Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 11-03813 | 06/28/2012 | Claimant(s): Chad Joshpe Claimant Lawyers(s): Timothy Feil Respondent(s): Allan Hawkins Respondent Lawyers(s): Joseph Keenan Arbitrator(s): James M. Tipton, Sherrie R. Abney, Karen J. Zvonecek Hearing Site: Dallas, TX | Expungement | |
| 11-04158 | 06/22/2012 | Claimant(s): Keith Adams Claimant Lawyers(s): Jeffrey David Miller Respondent(s): Robert Stout, The Street. Respondent Lawyers(s): R.W. Stout, Robert Wesley Stout Arbitrator(s): Patricia J. Branco, Philip I. McConnell, Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 12-00415 | 06/01/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Edson Respondent Lawyers(s): Eric Edson Arbitrator(s): Melinda G. Jayson Hearing Site: Dallas, TX | ||
| 11-04385 | 05/16/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Rachel Carp Respondent(s): Jon Coleman Respondent Lawyers(s): Jon Christian Coleman Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 11-03971 | 05/08/2012 | Claimant(s): Matthew Phillips Claimant Lawyers(s): Matthew Timothy Phillips Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 11-02785 | 05/04/2012 | Claimant(s): Drew Springer Claimant Lawyers(s): John T. Gerhart Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Justin J. D'Elia Arbitrator(s): William E. Hartsfield, Terry Landry, Edward J. Lynch Hearing Site: Dallas, TX | ||
| 11-02964 | 04/19/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Misti Pope Respondent Lawyers(s): Misti Lee Pope Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | ||
| 11-03231 | 04/19/2012 | Claimant(s): Esposito Securities Claimant Lawyers(s): Katy L. Sheppard Respondent(s): Stephen Capurso Respondent Lawyers(s): Brian J. Hurst Arbitrator(s): Daniel A. Kile, Richard C. Corse, Joseph G. Werner Hearing Site: Dallas, TX | ||
| 11-02271 | 03/09/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): Respondent Lawyers(s): Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX |