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FINRA Awards for H. Beck.

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0307303/25/2021Claimant(s): Robert Mabe
Claimant Lawyers(s): Brian Luther
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
20-0214003/24/2021Claimant(s): Scott Wetherbee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0138111/19/2020Claimant(s): Kristina Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s):
Hearing Site: Wilmington, DE
20-0011708/28/2020Claimant(s): Phylyp Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
20-0042108/19/2020Claimant(s): Katie Buck
Claimant Lawyers(s): Harris Freedman
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Arocles Aguilar
Hearing Site: Honolulu, HI
19-0197802/04/2020Claimant(s): Jeffrey Buck
Claimant Lawyers(s): Erica Harris
Respondent(s): H. Beck., Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor, Richard A. D'Amura
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
18-0417311/22/2019Claimant(s): Rodney Dabbondanza
Claimant Lawyers(s): Michael Patrick Shaw
Respondent(s): H. Beck.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Arthur J. Salzberg, Karla Jayne Letsche, Sonya L. Sacks
Hearing Site: Washington, DC
18-0438507/29/2019Claimant(s): Steven Orr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): David J. Lehr
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
18-0276003/04/2019Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin Francis Farrell
Respondent(s): Scott Thorson, H. Beck.
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): James Drew Butler
Hearing Site: Baltimore, MD
17-0255102/02/2018Claimant(s): H. Beck.
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Maurice Wilde
Respondent Lawyers(s): Maurice C. Wilde
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL

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