Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-01216 | 07/19/2012 | Claimant(s): Linda Eydt Claimant Lawyers(s): James C. Cifelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Michael J. Ahlstrom, Joyce F. Glucksman, Harry G. Mason Hearing Site: Atlanta, GA | ||
| 10-05020 | 06/20/2012 | Claimant(s): Raymond Kowalewski Claimant Lawyers(s): Charles M. Dalziel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Matthew Simpson Arbitrator(s): Daniel E. Gulden, Joyce F. Glucksman, Robert Payne Koven Hearing Site: Atlanta, GA | ||
| 11-01965 | 05/18/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Laura J. Starr Respondent(s): Kip Mack Respondent Lawyers(s): Kip Mack Arbitrator(s): John C. Yeoman Hearing Site: Atlanta, GA | ||
| 11-01502 | 05/04/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James L. Komie Respondent(s): Respondent Lawyers(s): Arbitrator(s): Irving M. Shlesinger, Karla Y. Vogel, David Blair Sinyard Hearing Site: Atlanta, GA | ||
| 11-02774 | 04/20/2012 | Claimant(s): Todd Sult Claimant Lawyers(s): Todd Sult Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Ralph S. Paden Hearing Site: Atlanta, GA | ||
| 11-02465 | 04/17/2012 | Claimant(s): Floyd Berger Claimant Lawyers(s): John Da Grosa Smith Respondent(s): John Welsh Respondent Lawyers(s): John E. Robinson Arbitrator(s): W. William Harness Hearing Site: Atlanta, GA | ||
| 10-05106 | 04/11/2012 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Todd Ratner Respondent(s): Donald Delahunt, James Vijande Respondent Lawyers(s): J. Pat Sadler, Todd Ratner Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 11-03686 | 03/22/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Carter Inglis Respondent Lawyers(s): Carter Alexander Inglis Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 10-04499 | 03/20/2012 | Claimant(s): Keith Wagner Claimant Lawyers(s): Jonathan Sack Respondent(s): Neuberger Berman LLC Respondent Lawyers(s): David G. Russell Arbitrator(s): Clare R. Goldfarb, Sabrina Raquel Scott, John H. Beach Hearing Site: Atlanta, GA | ||
| 11-04189 | 03/16/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Jeffrey Zachter Respondent(s): Chane Hazelett Respondent Lawyers(s): Chane W. Hazelett Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA |