| 09-02619 | 07/22/2010 | Claimant(s): Matthew Weisberg
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): John R. Main, Harvey Frank, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 09-05002 | 06/29/2010 | Claimant(s): Michael Kokoszka
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Curtis Wright
Respondent Lawyers(s): Joseph H. Spiegel
Arbitrator(s): William P. Thorpe
Hearing Site: Detroit, MI
| | Expungement |
| 10-00152 | 06/01/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): David Strand
Respondent Lawyers(s): David Strand
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 08-04881 | 04/23/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Scott Nicol
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Larry C. Kreul, D. Michael Kratchman, Garrick A. Rollert
Hearing Site: Detroit, MI
| | |
| 09-04432 | 02/04/2010 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Jeffrey Winter
Respondent Lawyers(s): Jeffrey Martin Winter
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 09-04323 | 01/06/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Wesley Fracker
Respondent Lawyers(s): Wesley A. Fracker
Arbitrator(s): John R. Main
Hearing Site: Detroit, MI
| | |
| 08-00844 | 12/11/2009 | Claimant(s): David Aquilina
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Daniel Mooradian, Gary Jbara, Citigroup Global Markets., Jessie Collins-Rehil, Lewis Walterhouse, Mark Rogers, Robert Bradley, Thomas Welch
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Jeffry M. Bauer, Carole M. Crosby, Harold Hood
Hearing Site: Detroit, MI
| | |
| 09-03778 | 12/03/2009 | Claimant(s): W&S Brokerage Services.
Claimant Lawyers(s): David E. Theurich
Respondent(s): Kevin Mannor
Respondent Lawyers(s): Robert D. Mannor
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
| | |
| 08-03237 | 10/20/2009 | Claimant(s): David Medina
Claimant Lawyers(s): Joni M Fixel
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Norman D. Hawkins
Arbitrator(s): Robert A. Vogler, Barry Goldman, John A. Cook
Hearing Site: Detroit, MI
| | |
| 09-00066 | 08/20/2009 | Claimant(s): Douglas Keyes
Claimant Lawyers(s): Douglas Michael Keyes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Miller
Arbitrator(s): Jeffry M. Bauer, Roland L. Olzark, Diane Allard Roegner
Hearing Site: Detroit, MI
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