Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
13-01969 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel Mauch Respondent(s): Donald Rentz Respondent Lawyers(s): Donald J. Rentz Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI | ||
13-01898 | 11/22/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex Komoroski Respondent(s): Paul Schultz Respondent Lawyers(s): Paul Scott Schultz Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
13-00397 | 11/12/2013 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Craig A. Vollono Respondent(s): Respondent Lawyers(s): Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI | ||
13-01235 | 11/12/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Steven Satter Respondent(s): Mark Kelly Respondent Lawyers(s): Jeffrey D. Plopa Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
13-00977 | 09/13/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Rachael Carp Respondent(s): Scott Nicol Respondent Lawyers(s): Scott Cameron Nicol Arbitrator(s): Benjamin A. Kerner Hearing Site: Detroit, MI | ||
13-00095 | 08/22/2013 | Claimant(s): Deborah Jones Claimant Lawyers(s): Marianna Cline Respondent(s): Comerica Securities Inc. Respondent Lawyers(s): Michael P. Coakley Arbitrator(s): Robert J. Scafuri, John R. Main, Richard Joseph Rankin Hearing Site: Detroit, MI | ||
11-00886 | 08/07/2013 | Claimant(s): Bryan Schon Claimant Lawyers(s): Brian Witus Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, John F. Burns Hearing Site: Detroit, MI | ||
11-04651 | 07/23/2013 | Claimant(s): Thomas Mikula Claimant Lawyers(s): Gavin J. Fleming Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael J. Meeusen, Richard Joseph Rankin, Eugene Kenneth Laporte Hearing Site: Detroit, MI | ||
11-04653 | 06/11/2013 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin MacAvoy Respondent(s): Christopher Roumayeh Respondent Lawyers(s): Christopher M. Roumayeh Arbitrator(s): John F. Burns Hearing Site: Detroit, MI | ||
10-00378 | 12/14/2012 | Claimant(s): Thomas Campbell Claimant Lawyers(s): Vincent Imbesi Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Timothy J. Currier, Mark Scarr, James George Timpa Hearing Site: Detroit, MI |