| 14-02976 | 04/02/2015 | Claimant(s): Lawrence Liebers
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 11-04480 | 05/02/2013 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Kasemsante Boonswang
Respondent Lawyers(s): Kasemsante Guevara Boonswang
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 11-04695 | 08/20/2012 | Claimant(s): Aldo Valente, Nelson Martins
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Nicholas Mazzaferro
Respondent Lawyers(s): Benjamin Lapin
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
| | Expungement |
| 09-01969 | 02/08/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Cliff G. Anderson
Respondent(s): Christian Quege
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): David L. Binhak, Jeffrey G. Sommers, Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 08-00921 | 12/23/2008 | Claimant(s): James Derosa
Claimant Lawyers(s): Edward F. Broderick
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Richard W Berenger, Madelyn A. Levy, Karl Bosch
Hearing Site: New York, NY
| | |
| 04-00825 | 04/29/2008 | Claimant(s): John La Spina
Claimant Lawyers(s): Brian Reis
Respondent(s): Hennion & Walsh., Metropolitan Life Insurance Company
Respondent Lawyers(s): Anthony P. La Rocco, Joseph C. O'Keefe
Arbitrator(s): Madelyn A. Levy, Herbert N. Fishman, Thomas Naylor
Hearing Site: New York, NY
| | |
| 07-00943 | 12/10/2007 | Claimant(s): Ralph Falls
Claimant Lawyers(s): Stewart D. Aaron
Respondent(s): Leerink Swann & Company
Respondent Lawyers(s): Christopher B. Kaczmarek
Arbitrator(s): Neil G. Gargiulo, Madelyn A. Levy, Martin H. Zern
Hearing Site: New York, NY
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