| 19-01751 | 09/12/2022 | Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Michael Sulfaro, Cantor Fitzgerald & Co., Paul Pion, Shawn McLoughlin, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Lise Gabrielle Hunter, Jennifer Lupo, Richard M. Gray
Hearing Site: New York, NY
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| 18-03174 | 06/29/2022 | Claimant(s): Daniel Michalow
Claimant Lawyers(s): Dustin Pusch
Respondent(s): Edward Fishman, Eric Wepsic, Julius Gaudio, Maximilian Stone, D.E. Shaw & Co., L.P.
Respondent Lawyers(s): Terri L. Chase
Arbitrator(s): Richard Lee Mansdoerfer, Jonathan Blank
Hearing Site: New York, NY
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| 21-02881 | 06/08/2022 | Claimant(s): John Holt
Claimant Lawyers(s): Joel M. Everest
Respondent(s): CUSO Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 21-02511 | 05/20/2022 | Claimant(s): Jeanpaul Skovronck
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipietro
Arbitrator(s): Christopher C. Gorski, William A. Rome, Alfreida B. Kenny
Hearing Site: New York, NY
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| 21-02257 | 05/04/2022 | Claimant(s): Joseph Amato
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipierto
Arbitrator(s): Stephen J. Patti, Harrison Johnson, Veronica Ann Williams
Hearing Site: New York, NY
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| 21-01595 | 03/08/2022 | Claimant(s): Raymond Guarini
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Windsor Street Capital, L.P.
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
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| 21-02157 | 03/02/2022 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Michele Misiti
Arbitrator(s): Harvey Barrison, Phillip Michael Brown, Joan Ellen Hoffman
Hearing Site: New York, NY
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| 19-01077 | 02/25/2022 | Claimant(s): Erik Napp
Claimant Lawyers(s): Brian Kennedy
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Rory M. McLaughlin, Lorraine Marie Brennan, Steven Bauer Malkenson
Hearing Site: New York, NY
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| 21-02156 | 02/07/2022 | Claimant(s): Michele Misiti
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipietro
Arbitrator(s): Madelon M. Rosenfeld, Mary Julia O'Connell, Adam M. Kauff
Hearing Site: New York, NY
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| 21-01630 | 01/11/2022 | Claimant(s): David Spratt
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipierto
Arbitrator(s): Dora M. Lassinger, Gerald M. Levine, Judith C. Aarons
Hearing Site: New York, NY
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