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FINRA Awards for David Lerner Associates.

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0263805/30/2024Claimant(s): Martin Walcoe
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Howard D. Jacob, Sam Antar, Thomas Hynes
Hearing Site: New York, NY
23-0296305/03/2024Claimant(s): Nicholas Fusco
Claimant Lawyers(s): Jhansi Fusco
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
19-0208302/26/2020Claimant(s): Timothy Cheriaparampil
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Anna Lascar, Ronald Jay Horowitz, Andrew Morganstern
Hearing Site: New York, NY
15-0244301/29/2019Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Gene L. Small
Respondent(s): Charles Margiasso, Daniel Burns, Edward Finocchiaro, Wells Fargo Advisors, Joseph Lafferty, Loreto Testani, Martin Weiss, Michael Rosen, Mitchell Fischer, Timothy Cheriaparampil
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Fred S. Pieroni, Francis Carling, Charles Norman Weinberg
Hearing Site: New York, NY
14-0089712/20/2016Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Eugene Small
Respondent(s): Edward Kovac, Kenneth Kaufman, Mark Varon, Patrick Pilla, Paul Hashim, Paul Triano, Robert Maiorano, Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Michael H. DuBoff, Alida D. Camp, Frank Steven London
Hearing Site: New York, NY
15-0331107/01/2016Claimant(s): Steven Sormani
Claimant Lawyers(s): Trae D. Meyr
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Charles L. Henderson, David I. Goldblatt, Brooks White
Hearing Site: New York, NY
13-0234905/06/2015Claimant(s): David Goldstein
Claimant Lawyers(s): Robert A. Wilkie
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
11-0264712/12/2011Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): Benjamin Lingenfelter
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): William Wong, Noel B. Berman, Michael C. Cantor
Hearing Site: New York, NY
10-0419402/08/2011Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): David Asulin
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Simon S. Kogan, Harrison Johnson, Mark J. Russell
Hearing Site: New York, NY

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