| 09-03507 | 06/11/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Mark Emberton
Respondent Lawyers(s): Mark Radley Emberton
Arbitrator(s): James W. Warren
Hearing Site: Phoenix, AZ
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| 08-01708 | 05/24/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Smith
Respondent(s): Mark Pollack
Respondent Lawyers(s): Mark Pollack
Arbitrator(s): Jeffrey Steinberg, Nathan J. Minucci, Ernest Edward Badway
Hearing Site: Newark, NJ
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| 09-04146 | 05/19/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Gordon Lewis
Respondent Lawyers(s): Gordon Patrick Lewis
Arbitrator(s): Mary Curran, Alvin L. Fishman, E. Duane Stephens
Hearing Site: San Francisco, CA
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| 08-02119 | 04/27/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Snooks
Respondent Lawyers(s): Jane L. Stafford
Arbitrator(s): Roland Pera, Stephen G. Sneeringer, Jerry L. Kaempfe
Hearing Site: Kansas City, MO
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| 08-04274 | 04/19/2010 | Claimant(s): Joshua Lowe
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): D. Daxton White
Arbitrator(s): Horace A. Andrews, David F. Simon, Dennis R. Sullivan
Hearing Site: Tampa, FL
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| 09-04157 | 04/06/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Thomas Doyle Blum
Hearing Site: Charlotte, NC
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| 08-00835 | 04/01/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Mathew Dailey
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Bonny Kathleen Riggs, Michael J. Busch, Laurie E. Law
Hearing Site: Seattle, WA
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| 09-05367 | 03/29/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Pascucci
Respondent Lawyers(s): Richard Peter Pascucci
Arbitrator(s): David L. Hoffberg
Hearing Site: Buffalo, NY
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| 09-04297 | 03/12/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jeffrey Lamboy
Respondent Lawyers(s): Jeffrey Lamboy
Arbitrator(s): Norman J. Reich, Isaac M Zucker, Joseph La Rosa
Hearing Site: New York, NY
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| 09-04891 | 03/11/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Edward O'Connor
Respondent Lawyers(s): Edward Thomas O'Connor
Arbitrator(s): Stephen Z. Frank
Hearing Site: Boston, MA
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