| 09-03964 | 01/26/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Curtis Lund
Respondent Lawyers(s): Curtis V. Lund
Arbitrator(s): Deborah C. Bernot
Hearing Site: Albuquerque, NM
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| 09-05313 | 01/20/2011 | Claimant(s): Clarence Taylor, Jason Haddaway, Jonathan Bjoring, Michael Gray
Claimant Lawyers(s): Thomas Earl Patton
Respondent(s): Banc of America Investment Services Inc., Bank of America Corporation
Respondent Lawyers(s): Daryl S. Landy
Arbitrator(s): Bonnie K. Wachtel, William H. Malloy, Caryl S. Bernstein
Hearing Site: Washington, DC
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| 09-03557 | 10/14/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Paul Callander
Respondent Lawyers(s): Wendy L. Wilkie
Arbitrator(s): Harold G. Koger
Hearing Site: Columbia, SC
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| 09-03048 | 10/13/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Christopher Squires
Respondent Lawyers(s): Christopher Michael Squires
Arbitrator(s): Linda Fairchild, Paul Lilling, Chester Barry White
Hearing Site: Orlando, FL
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| 09-01179 | 09/28/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Tricia Landry
Respondent Lawyers(s): Brian D. Rich
Arbitrator(s): Roger L. Crossland, Steven R. Rolnick, Jack B. Golden
Hearing Site: Hartford, CT
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| 09-03959 | 08/05/2010 | Claimant(s): Phillip Sielatycki
Claimant Lawyers(s): Laura J Wetsch
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Diane C. Fischer
Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Michael J. Pasquale
Hearing Site: Raleigh, NC
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| 09-02079 | 08/03/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): J. Sciara
Respondent Lawyers(s): J. Michael Sciara
Arbitrator(s): Gary S. Jefferson
Hearing Site: Memphis, TN
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| 09-01495 | 07/12/2010 | Claimant(s): Frank Grossman
Claimant Lawyers(s): Nicholas P. Iavorone
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Frederic M. Rizzo, Jerome Stern, Jeffrey S. Fannon
Hearing Site: Chicago, IL
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| 08-03679 | 06/23/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Edward Harris
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): David Maurer, Daniel R. Brush, James M. Goldberg
Hearing Site: Los Angeles, CA
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| 09-00822 | 06/22/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Steven Pompan
Respondent Lawyers(s): Gregory J. Sherwin
Arbitrator(s): Richard J. Stall, Marc S. Joseph, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
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