Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03000 | 06/11/2021 | Claimant(s): Michael Maroni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH | ||
| 20-03116 | 05/14/2021 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert J. Scafuri Hearing Site: Cincinnati, OH | ||
| 20-02413 | 03/25/2021 | Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH | ||
| 20-02437 | 03/17/2021 | Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH | ||
| 20-01599 | 01/26/2021 | Claimant(s): Bryon Spicer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): USA Advanced Planners Inc. Respondent Lawyers(s): Frederick Gearhart Arbitrator(s): John F. Burns Hearing Site: Cincinnati, OH | ||
| 20-01785 | 01/26/2021 | Claimant(s): Raymond Stacy Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): John W. Eichleay Hearing Site: Cincinnati, OH | ||
| 20-02117 | 01/15/2021 | Claimant(s): Timothy Lofton Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc. Respondent Lawyers(s): Deirdre Wolff, Omar Perez Arbitrator(s): John C. Aten Hearing Site: Cincinnati, OH | ||
| 19-02197 | 01/11/2021 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Michael Naccarato Respondent(s): John Schmidt Respondent Lawyers(s): John Greg Schmidt Arbitrator(s): Michael L. Lyons, Michael J. Meeusen, Scott C. Matasar Hearing Site: Cincinnati, OH | ||
| 20-00915 | 10/20/2020 | Claimant(s): Gregory Achten Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David F. Barrett Hearing Site: Cincinnati, OH | ||
| 20-00497 | 08/28/2020 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark A. Sipper Hearing Site: Cincinnati, OH |