FINRA Awards for Dan Druz

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03648	05/13/2016	Claimant(s): James Kenerson Claimant Lawyers(s): Dan Druz Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Evalyn Lipton Fishbein, Peter Andrew Marx, Jory E Berkwits Hearing Site: Boston, MA
11-02334	06/09/2015	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Brian McCafferty Respondent Lawyers(s): Dan Druz Arbitrator(s): Alan Shaw, Edith M. Novack, David Morris Weiss Hearing Site: Newark, NJ
13-00440	12/18/2014	Claimant(s): John Thomas Financial Claimant Lawyers(s): Dan Druz Respondent(s): Anthony Maiuolo, Darren Himmelstein, Keith Williams, Renos Gordos, Rodney Laveau Respondent Lawyers(s): Adam D. Cole Arbitrator(s): Nancy Kramer, Robert E. Riccobono, Mildred Cruz-Dorta Hearing Site: New York, NY
99-00155	02/23/2009	Claimant(s): Dan Druz Claimant Lawyers(s): Dan A. Druz Respondent(s): Morgan Stanley DW Inc., Richard Hayes Respondent Lawyers(s): Richard Szuch Arbitrator(s): Joan M. Traub, Simone A. Muscarnera, Nathalie Potter Maio Hearing Site: Newark, NJ