Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02497 | 01/19/2022 | Claimant(s): Christopher Cowans Claimant Lawyers(s): Seth I. Rubinson Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-02772 | 10/01/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Robert J. Ambrogi Hearing Site: Syracuse, NY | ||
| 20-02598 | 03/23/2021 | Claimant(s): Christopher Petrik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-02477 | 02/24/2021 | Claimant(s): Timothy Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-01980 | 01/25/2021 | Claimant(s): Paul Barry Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Manchester, NH | ||
| 19-02861 | 04/03/2020 | Claimant(s): Terence Hunt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 18-01989 | 01/18/2019 | Claimant(s): Mark Soukup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 17-03116 | 05/24/2018 | Claimant(s): Michael Chadwick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Andrea Shafer Arbitrator(s): Robert J. Ambrogi Hearing Site: Syracuse, NY | ||
| 17-02061 | 05/16/2018 | Claimant(s): Paul Wong Claimant Lawyers(s): David A. Genelly Respondent(s): La Salle St. Securities, L.L.C. Respondent Lawyers(s): David A. Genelly Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 17-00040 | 10/16/2017 | Claimant(s): Mark Soukup Claimant Lawyers(s): Christopher P. Litterio Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA |