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FINRA Awards for Morgan Stanley

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Displaying 701-710 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0042103/07/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Michael Hester
Respondent Lawyers(s): Michael J. Hester
Arbitrator(s): Carl Henry Perdue
Hearing Site: Tampa, FL
10-0102103/06/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): James Kingsbury
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Christine Costigan
Hearing Site: New York, NY
10-0549202/29/2012Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): David Mikula, Morgan Stanley
Respondent Lawyers(s): James L. Sonneborn, Phillip J. Campisi
Arbitrator(s): Suzanne E. Reynolds-Brady, Robert S. Getman, Michael A. Orticelle
Hearing Site: Albany, NY
11-0085602/16/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): William Bentley
Respondent Lawyers(s): William B. Bentley
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
10-0524302/08/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Delorenzo
Respondent Lawyers(s): Christine A. Page
Arbitrator(s): Nancy J. Spieczny
Hearing Site: Los Angeles, CA
10-0517001/31/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Daniel P. Derechin
Respondent(s): Jared Poe
Respondent Lawyers(s): Jared A. Poe
Arbitrator(s): Dean J. Dietrich
Hearing Site: Los Angeles, CA
10-0026401/30/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): Erik W. Fox
Arbitrator(s): Nancy Hutt, James W. Warren, David L. Moran
Hearing Site: Las Vegas, NV
10-0453301/13/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Daniel Derechin
Respondent(s): Mark Sullivan
Respondent Lawyers(s): Jeffrey C. Pepin
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Boca Raton, FL
10-0197701/09/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Sandeep Hingorani
Respondent Lawyers(s): Sandeep Hingorani
Arbitrator(s): Michael R. Mitchell, Paul D. Gutierrez, Elmo E. Wedderburn
Hearing Site: Reno, NV
10-0543701/03/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I . Sugarman
Respondent(s): Joseph Cacia
Respondent Lawyers(s): Joseph Richard Cacia
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA

784 Results

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