| 17-02859 | 02/28/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Theodore Tadeusiak
Respondent Lawyers(s): Theodore James Tadeusiak
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
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| 16-01328 | 02/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Note Hold
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Taylor
Respondent Lawyers(s): James Crosby Taylor
Arbitrator(s): Robert A. Dean, James L. Warren, John Andrew Johnson
Hearing Site: Birmingham, AL
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| 17-00711 | 01/26/2018 | Claimant(s): Morgan Stanley, Morgan Stanley FA Note Holding LLC
Claimant Lawyers(s): Bruce W. Bowman
Respondent(s): Scott Hartman
Respondent Lawyers(s): Scott William Hartman
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 17-02419 | 01/26/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC
Claimant Lawyers(s): Shannon McDougald
Respondent(s): Andrew Kalpakis
Respondent Lawyers(s): Andrew Kalpakis
Arbitrator(s): Sterling N. Frost
Hearing Site: Portland, OR
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| 17-01215 | 01/19/2018 | Claimant(s): Mark Kaschenbach
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 15-02009 | 01/18/2018 | Claimant(s): Patricia Metz
Claimant Lawyers(s): Sandra D. Parker
Respondent(s): David Jarach, Morgan Stanley
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Sandra J. Mullings, Linda J. Baer, Richard E. Castiglioni
Hearing Site: New York, NY
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| 17-02114 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): James Mackey
Respondent Lawyers(s): James Lee Mackey
Arbitrator(s): Maryanne M. Esser
Hearing Site: Little Rock, AR
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| 17-02405 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Ellen Donnelly
Respondent Lawyers(s): Ellen Jane Donnelly
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
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| 15-00086 | 01/02/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Terry E. Sanchez
Respondent(s): Michael Novick
Respondent Lawyers(s): Michael Jay Novick
Arbitrator(s): Richard Marc Weinroth, Constance Ellen Boukidis, Mary M. O'Neil
Hearing Site: Las Vegas, NV
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| 16-02807 | 12/29/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Travis Chapin
Respondent(s): Sean Daly
Respondent Lawyers(s): Sean Declan Daly
Arbitrator(s): F. Chet Taylor, Leo G. Stern, Frank Abramson
Hearing Site: Minneapolis, MN
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