| 17-01037 | 08/16/2018 | Claimant(s): Bruce Plyer
Claimant Lawyers(s): Joshua K Bromberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Fred S. Pieroni, Marvin Schleyer, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 18-01265 | 08/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
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| 18-01455 | 08/14/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Travis R. Chapin
Respondent(s): Jorge Sarria
Respondent Lawyers(s): Jorge J. Sarria
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
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| 18-01414 | 08/13/2018 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Joseph A. Cialone
Respondent(s): Vicente Davila
Respondent Lawyers(s): Vicente Davila
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
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| 15-03434 | 08/10/2018 | Claimant(s): Ardian Hasko
Claimant Lawyers(s): Ardian Hasko
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Steven J. Brill, Brooks White, Sophia Annmarie Rutty
Hearing Site: New York, NY
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| 18-01209 | 08/03/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Fuad Habba
Respondent Lawyers(s): Fuad Saad Habba
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
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| 18-00959 | 07/31/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jonathan Chang
Respondent Lawyers(s): Jonathan J. Chang
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
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| 17-03091 | 07/27/2018 | Claimant(s): Frank Esposto
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson, Andrew Gelfand
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 18-01004 | 07/25/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Mohamed Yassin
Respondent Lawyers(s): Mohamed R. Yassin
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
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| 18-00773 | 07/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Andrew Martino
Respondent Lawyers(s): Andrew J. Martino
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
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