08-05028 | 04/30/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Boyd Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Earl Williams, Howard A. Slater, MBA, CFP, ChFC, Shelly A. Goering Hearing Site: Cleveland, OH
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08-02119 | 04/27/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Snooks Respondent Lawyers(s): Jane L. Stafford Arbitrator(s): Roland Pera, Stephen G. Sneeringer, Jerry L. Kaempfe Hearing Site: Kansas City, MO
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08-04881 | 04/23/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Scott Nicol Respondent Lawyers(s): Mark T. Butler Arbitrator(s): Larry C. Kreul, D. Michael Kratchman, Garrick A. Rollert Hearing Site: Detroit, MI
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08-01232 | 04/07/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Hicks III Respondent Lawyers(s): Thomas G. Hicks Arbitrator(s): Victor B. Taube, Barry A. Mainardi, Vincy S. Stringham Hearing Site: Salt Lake City, UT
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09-04157 | 04/06/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Respondent Lawyers(s): Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Thomas Doyle Blum Hearing Site: Charlotte, NC
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09-05367 | 03/29/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Richard Pascucci Respondent Lawyers(s): Richard Peter Pascucci Arbitrator(s): David L. Hoffberg Hearing Site: Buffalo, NY
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09-00064 | 03/16/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Widener Respondent Lawyers(s): Thomas S. Widener Arbitrator(s): Bert S Cliff, Scott H Litwin, John R. Michael Hearing Site: Cincinnati, OH
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09-04297 | 03/12/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeffrey Lamboy Respondent Lawyers(s): Jeffrey Lamboy Arbitrator(s): Norman J. Reich, Isaac M Zucker, Joseph La Rosa Hearing Site: New York, NY
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08-02766 | 03/08/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Porter Respondent Lawyers(s): Jason A. Richardson Arbitrator(s): Robert M. Birenbaum, William Edward Buck, Jeffrey R. Jury Hearing Site: Houston, TX
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09-00081 | 03/04/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Van Cleve Respondent Lawyers(s): Charles M. Hamilton Arbitrator(s): William E. Barker, Henry Hermann, Simeon R. Trotter Hearing Site: Dallas, TX
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