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FINRA Awards for William Van Cleve

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0008103/04/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Van Cleve
Respondent Lawyers(s): Charles M. Hamilton
Arbitrator(s): William E. Barker, Henry Hermann, Simeon R. Trotter
Hearing Site: Dallas, TX

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