Potomac Analytics' Logo

FINRA Awards for Harvey Barrison

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0163506/07/2021Claimant(s): Christ Baltas, Michael Chakos, Vincent Mangone
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): William M. Dailey
Arbitrator(s): Robert J. Kheel, Harvey Barrison, Jerome Bernard McDevitt
Hearing Site: New York, NY
20-0228204/19/2021Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial
Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
20-0137404/15/2021Claimant(s): Louis Rusinowitz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
20-0050412/22/2020Claimant(s): Matthew Eitner
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
18-0167007/24/2019Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Stephen Luz
Respondent Lawyers(s): Jeb Singer
Arbitrator(s): Harvey Barrison, Marvin Schleyer, Michele S. Riley
Hearing Site: New York, NY
17-0071406/28/2018Claimant(s): Jefferies LLC
Claimant Lawyers(s): Eliza A. Kaiser
Respondent(s): John Huwiler, Pierre Guerin
Respondent Lawyers(s): Eliza A. Kaiser, Lawrence M. Pearson
Arbitrator(s): Harvey Barrison, David J. Weisenfeld, Nicholas R. Weiskopf
Hearing Site: New York, NY
17-0190704/19/2018Claimant(s): Jason Katz
Claimant Lawyers(s): Amy Beth Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Harvey Barrison, Edward Baer, Evdokia Sofos
Hearing Site: New York, NY
10-0408501/20/2012Claimant(s): Lehman Brothers Holdings Inc as assignee
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Ralph Wileczek
Respondent Lawyers(s): William Tobolsky
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
08-0501910/11/2011Claimant(s): Dalila Costa-Leroy
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Harvey Barrison, Leah R. Marks, Erica Levitt
Hearing Site: New York, NY
10-0228409/06/2011Claimant(s): Mitchell Asch
Claimant Lawyers(s): Mitchell Lawrence Asch
Respondent(s): Raymond, James & Associates., Peter Delahunt
Respondent Lawyers(s): Ann M. Hensler
Arbitrator(s): Harvey Barrison, James S. Hazard, Susan Mills Richmond
Hearing Site: New York, NY

12 Results

Display: