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FINRA Awards for Sandra Holtzman

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0084002/14/2023Claimant(s): Christopher Falconer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman
Hearing Site: Jersey City, NJ
15-0184109/19/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Alexander Bolshem
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Alan James Jacoby, Jay Alan Kranis, Sandra Holtzman
Hearing Site: Newark, NJ
13-0060902/03/2015Claimant(s): Rafael Diamond
Claimant Lawyers(s): Brian Kennedy
Respondent(s): UBS Securities LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): Richard W. Cutler, Lisa Lograno, Sandra Holtzman
Hearing Site: New York, NY

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