| 22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik
Hearing Site: Jersey City, NJ
|  | Expungement |
| 21-02199 | 12/19/2023 | Claimant(s): John Russo, Maureen Russo, John Russo IRA, Maureen Russo IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Euguene L. Small
Arbitrator(s): Sandra Holtzman, Thomas M. Madden, Carla Brydson
Hearing Site: New York, NY
| | Expungement |
| 20-02838 | 08/12/2022 | Claimant(s): Peter Thum, Peter Thum ROTH IRA, Peter Thum Traditional IRA, The Peter Thum Rollover IRA
Claimant Lawyers(s): Peter Thum
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Lucienne Carasso Bulow, Elizabeth Gilbert, Sandra Holtzman
Hearing Site: New York, NY
| | Expungement |
| 15-03454 | 07/17/2018 | Claimant(s): Market Bridge Capital Global Macro
Claimant Lawyers(s): Robert Miller
Respondent(s): Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Michael D. Handelsman
Arbitrator(s): Joan Marie Chiusano, Joseph I. Liebman, Sandra Holtzman
Hearing Site: New York, NY
| | $0 |
| 16-03728 | 12/18/2017 | Claimant(s): Stonehaven
Claimant Lawyers(s): Roger E. Barton
Respondent(s): Seer Capital Management
Respondent Lawyers(s): Robert Knuts
Arbitrator(s): Joseph I. Liebman, Sandra Holtzman, Paul M. Friedman
Hearing Site: New York, NY
| | $0 |
