Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00079 | 08/08/2019 | Claimant(s): Robert Conzo Claimant Lawyers(s): Polina M. Dostalik Respondent(s): UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Craig Vollono Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 18-00714 | 11/05/2018 | Claimant(s): Nicholas Tagliarino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 17-01800 | 03/13/2018 | Claimant(s): William Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Smith Asset Management. Respondent Lawyers(s): William B. Smith Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 17-01832 | 02/12/2018 | Claimant(s): Padraig McBrien Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 16-00254 | 05/12/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp Claimant Lawyers(s): James L. Komie Respondent(s): Michael Dinapoli Respondent Lawyers(s): Michael James Dinapoli Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 15-01512 | 02/05/2016 | Claimant(s): Clancy Financial Services. Claimant Lawyers(s): Donna Clancy Respondent(s): Wedbush Securities Inc., Sean Trager Respondent Lawyers(s): Mia Grandpre Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 14-00973 | 03/23/2015 | Claimant(s): Joseph Nunn Claimant Lawyers(s): Joseph C. Nunn Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Kimberlee A. Malaska Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 14-02482 | 03/17/2015 | Claimant(s): Michael Scongerella Claimant Lawyers(s): Brittany Weiner Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 11-02044 | 11/13/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Alex Bolshem Respondent Lawyers(s): Alex Bolshem Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 13-00540 | 08/13/2013 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Courtney M. Rogers Reid Respondent(s): Steven Pagartanis Respondent Lawyers(s): Steven Pagartanis Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY |