| 08-00222 | 01/16/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jon Barnes
Respondent Lawyers(s): Jon Ross Barnes
Arbitrator(s): Jeffrey E. Skogsbergh, Michael Dean, Randall N. Kirk
Hearing Site: Las Vegas, NV
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| 07-03230 | 12/05/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Alfredo Grandal
Respondent Lawyers(s): Jason Lopez
Arbitrator(s): Bernard (Bob) L. Loring, Ralph H. Emer, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
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| 08-00689 | 11/12/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jonathan Stewart
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Terry G. Cleaves, William H. Steinbrenner, Robert C. Werner
Hearing Site: Orlando, FL
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| 07-03103 | 11/06/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Charles Hill
Respondent Lawyers(s): Charles Ray Hill
Arbitrator(s): William H. McCullough, Greg Knight, Angelo J. Infantino
Hearing Site: Orlando, FL
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| 08-00706 | 10/20/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess
Hearing Site: Orlando, FL
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| 07-02590 | 09/25/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Scott Huffman
Respondent Lawyers(s): Richard M. Bales
Arbitrator(s): Marina Shank-Klein, Linda M. Granata, Thomas L. Curran
Hearing Site: Miami, FL
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| 07-03040 | 08/04/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Steven Owens
Respondent Lawyers(s): Gene D. Lipscher
Arbitrator(s): S. William Gersten
Hearing Site: Boca Raton, FL
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| 07-01726 | 03/20/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Charles Monahan
Respondent Lawyers(s): Charles M. Monahan
Arbitrator(s): Linda Fairchild, Paul Lilling, Christopher Mark Aiello
Hearing Site: Orlando, FL
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| 06-03414 | 09/11/2007 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Danny Kiick
Respondent Lawyers(s): Danny Lee Kiick
Arbitrator(s): William C. Mallery
Hearing Site: San Francisco, CA
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