Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02092 | 04/14/2022 | Claimant(s): Anthony Salerno Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | ||
| 21-01524 | 02/04/2022 | Claimant(s): Dennis Coughlin Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Diane Ciccone Hearing Site: Syracuse, NY | ||
| 20-03115 | 04/20/2021 | Claimant(s): Michelle Young Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 20-02202 | 03/24/2021 | Claimant(s): Scott Tiras Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03114 | 03/22/2021 | Claimant(s): Darrell Pennington Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-01506 | 03/17/2021 | Claimant(s): Timothy Nolan Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | ||
| 20-01824 | 03/09/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Krista L. Elsasser Arbitrator(s): Kevin R. Zehe Hearing Site: Detroit, MI | ||
| 20-01893 | 03/01/2021 | Claimant(s): Chadwick Watson, Jeffrey Furniss Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD | ||
| 20-01157 | 02/22/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michele Renee Zinn Hearing Site: Detroit, MI | ||
| 20-02163 | 02/11/2021 | Claimant(s): Scott Smith Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL |