| 23-02784 | 05/29/2024 | Claimant(s): John Lyons, J. Lyons Fund Management.
Claimant Lawyers(s): Michael R. Karnuth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
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| 23-03294 | 05/06/2024 | Claimant(s): Kenny Johnson
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Terry M Lloyd, Gary G. Sackett, James Wilmer Barlow
Hearing Site: Salt Lake City, UT
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| 23-00552 | 04/03/2024 | Claimant(s): Matthew Jung
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: San Diego, CA
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| 23-01381 | 03/12/2024 | Claimant(s): Bradley Kleinfelter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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| 19-00555 | 02/20/2024 | Claimant(s): Janice Kevari
Claimant Lawyers(s): Maryann P Gallagher
Respondent(s): Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller
Hearing Site: San Diego, CA
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| 23-01084 | 02/01/2024 | Claimant(s): Toby Green
Claimant Lawyers(s): Brian Luther
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN
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| 23-00637 | 01/22/2024 | Claimant(s): Miguel Montejano
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 22-01537 | 06/07/2023 | Claimant(s): David Pitlor
Claimant Lawyers(s): David Pitlor
Respondent(s): Garrett Wynne, Charles Schwab & Co.., TD Ameritrade., Stacy Fries
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Rochelle E. Dillard, Susan L. Walker, Matthew Rothchild
Hearing Site: Omaha, NE
| | Dismissed by Rule 12504 |
| 20-02025 | 08/11/2022 | Claimant(s): Elena Izak
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marsha A. Washkuhn
Arbitrator(s): Lawrence R. Maxwell, Franklin Lewis Broyles, Ross B. Russell
Hearing Site: Dallas, TX
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| 21-02124 | 04/25/2022 | Claimant(s): Mearu Takatsu
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Investments, TD Ameritrade., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Bryce Cullinane, Valerie Holder
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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