Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00712 | 12/21/2023 | Claimant(s): Kenneth Park Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-00948 | 12/21/2022 | Claimant(s): Nick Alexander Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 20-02608 | 11/17/2021 | Claimant(s): Jeremy Dicker Claimant Lawyers(s): David Harrison Respondent(s): MML Investors Services Respondent Lawyers(s): Elliott J. Stein Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA | ||
| 20-01969 | 08/18/2021 | Claimant(s): David Dubin Claimant Lawyers(s): David Harrison Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03652 | 04/13/2021 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA | ||
| 20-02584 | 03/23/2021 | Claimant(s): Michael Jeppson Claimant Lawyers(s): David Harrison Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-03133 | 03/19/2021 | Claimant(s): Jeffrey Dorman Claimant Lawyers(s): David Harrison Respondent(s): Dorman Skorheim Wealth Management LLC Respondent Lawyers(s): Jeffrey J. Dorman Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA | ||
| 19-03651 | 12/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03630 | 11/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc., Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell, Elizabeth H. Lindh Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 19-03632 | 11/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA |