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FINRA Awards for Citigroup Global Markets.

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Displaying 61-70 out of 422 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0236703/19/2021Claimant(s): Michelle Parretti
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
20-0150603/17/2021Claimant(s): Timothy Nolan
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
20-0182203/12/2021Claimant(s): John Glenn
Claimant Lawyers(s): Zachary T Hayes-Macaluso
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: San Diego, CA
19-0167003/03/2021Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Mildred Patubo
Respondent Lawyers(s): Benjamin Winograd
Arbitrator(s): Dennis Markham Smith, Alden Sharp Adkins, Eduardo Barocio
Hearing Site: San Francisco, CA
20-0226602/23/2021Claimant(s): Michael Marshall
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
20-0115702/22/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michele Renee Zinn
Hearing Site: Detroit, MI
20-0110202/10/2021Claimant(s): James Kirwan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
20-0172002/09/2021Claimant(s): Wesley Tate
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
20-0231402/09/2021Claimant(s): Christopher Paglia
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
20-0101602/02/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI

422 Results

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