| 09-02800 | 01/20/2012 | Claimant(s): James Minchello, Martha Sullivan, Robert Minchello
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Citigroup Global Markets., Citigroup.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Jack A. Marshall, Susan E. Maloney, Joseph Charles Kennedy
Hearing Site: Boston, MA
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| 09-03353 | 11/16/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Kevin Caputo
Respondent Lawyers(s): Kevin J. Caputo
Arbitrator(s): J. Jean Elliott, Edward J. Costello, Ronald D. Goldman
Hearing Site: Los Angeles, CA
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| 09-05697 | 10/26/2011 | Claimant(s): Algrie Bridges
Claimant Lawyers(s): Algrie M. Bridges
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Robert E. Thompson, Laura Effel, Susan B. Gans-Smith
Hearing Site: San Francisco, CA
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| 11-01670 | 10/20/2011 | Claimant(s): Suzanne Nitzberg
Claimant Lawyers(s): Suzanne H. Nitzberg
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
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| 08-01683 | 09/30/2011 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): John Perry, Ronald Perry
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Thomas Czinner, Daniel P. Lund, Andrew David Kahng
Hearing Site: Boca Raton, FL
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| 09-05639 | 09/28/2011 | Claimant(s): Ernst Mahler
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Monroe Mitchel, Ralph H. Emer, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
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| 09-05934 | 07/11/2011 | Claimant(s): HAP Trading
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Robert L. Spangler, Allan N. Taffet, Mark J. Happe
Hearing Site: New York, NY
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| 09-06045 | 07/06/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Brian Wiegand
Respondent Lawyers(s): Henry Nguyen
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
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| 09-02278 | 07/01/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Anthony Orefice
Respondent Lawyers(s): Robert D. Kraus
Arbitrator(s): James M. Baumann, Patrick J. Howley, Edward W. Morris
Hearing Site: New York, NY
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| 09-00286 | 06/24/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Gregory Kenzik
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Carolyn A. Mann, Preston V. Pumphrey, Alun Hywel Jones
Hearing Site: New York, NY
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