Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03094 | 12/02/2021 | Claimant(s): Joseph Roop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Mary E. Woytek Hearing Site: Charlotte, NC | ||
| 20-02252 | 08/26/2021 | Claimant(s): James Womack Claimant Lawyers(s): Michael E. Ciochina Respondent(s): Luke McKelvy Respondent Lawyers(s): Connie M. Fickel Arbitrator(s): Mary E. Woytek, Bruce Wayne Campbell, Victoria Liccione Hearing Site: Charlotte, NC | ||
| 20-03804 | 07/19/2021 | Claimant(s): Jonathan Short Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Patricia H. Latham Hearing Site: Charlotte, NC | ||
| 20-02942 | 07/01/2021 | Claimant(s): Carol King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): 1st Global Capital Corp. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 20-03989 | 06/10/2021 | Claimant(s): Todd Calamita Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 20-01411 | 05/26/2021 | Claimant(s): Edward Tyree, Tammy Hillman Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): RBC Capital Markets LLC, Richard Ruckart Respondent Lawyers(s): Amanda E. Colvin Arbitrator(s): Chase Boone Saunders, Richard E. Miley, Kathleen Dooley Hearing Site: Charlotte, NC | ||
| 20-02709 | 04/02/2021 | Claimant(s): Stephen Bush Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 19-03049 | 01/19/2021 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | ||
| 20-01316 | 01/19/2021 | Claimant(s): Shannon Cotter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 20-01182 | 12/10/2020 | Claimant(s): David Pottenger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC |