Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01511 | 12/05/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): James Smillie Respondent Lawyers(s): James Edward Smillie Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 12-00084 | 11/22/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Janelle E. Fulton Respondent(s): Patrick Bray Respondent Lawyers(s): W. Nelson Kirkland Arbitrator(s): Thomas R. Carlsen, Kathryn M. Welsh, Terry L. Kors Hearing Site: Tampa, FL | ||
| 12-04272 | 11/14/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Robert Noxon Respondent Lawyers(s): Robert Noxon Arbitrator(s): Jack W. Windt Hearing Site: Tampa, FL | ||
| 13-02701 | 11/13/2013 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A Kenedy Respondent(s): Michael Miller Respondent Lawyers(s): Michael Douglas Miller Arbitrator(s): Thomas J. Patka, Ken Ziesenheim, John Hughes Verchot Hearing Site: Tampa, FL | ||
| 13-00842 | 10/04/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Joseph Carpenter Respondent Lawyers(s): Joseph Anthony Carpenter Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL | ||
| 11-04549 | 10/03/2013 | Claimant(s): Anderson & Strudwick Investment Corp., Anderson & Strudwickorporated Claimant Lawyers(s): Robert Taylor Richard Respondent(s): Donna Jenkins Respondent Lawyers(s): Donna Jenkins Arbitrator(s): Oliver J. Janney Hearing Site: Tampa, FL | ||
| 13-00817 | 09/27/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Jonathan Berg Respondent(s): Katrina Mccabe Respondent Lawyers(s): Katrina Marie McCabe Arbitrator(s): Jack A. Helms Hearing Site: Tampa, FL | ||
| 13-00688 | 09/24/2013 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Courtney R Reid Respondent(s): Glenn Donahue Respondent Lawyers(s): Glenn David Donahue Arbitrator(s): Muriel Desloovere Hearing Site: Tampa, FL | ||
| 13-01259 | 09/10/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Matthew Tarrance Respondent Lawyers(s): Matthew A. Tarrance Arbitrator(s): George K. Beardsley Hearing Site: Tampa, FL | ||
| 11-04129 | 08/21/2013 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Patrick Bray Respondent Lawyers(s): W. Nerlon Kirkland Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL |