Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00579 | 10/17/2017 | Claimant(s): Nancy Mellon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Roger W. Van Deusen Hearing Site: Tampa, FL | ||
| 17-00624 | 10/02/2017 | Claimant(s): Geoffrey Frazier Claimant Lawyers(s): Brian A. Carlis Respondent(s): G.F. Investment Services Respondent Lawyers(s): Kimberly A. Koves Arbitrator(s): Muriel Desloovere, Erin Kathleen Linehan, Brian Patrick Quinn Hearing Site: Tampa, FL | ||
| 17-00937 | 09/19/2017 | Claimant(s): Ronald Oldano Claimant Lawyers(s): Lawton R. Graves Respondent(s): Tamara Powers Respondent Lawyers(s): Tamara Powers Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL | Expungement | |
| 17-00864 | 08/17/2017 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Timothy Bryant Respondent Lawyers(s): Timothy Clark Bryant Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 17-00443 | 07/18/2017 | Claimant(s): Steven McTaggart Claimant Lawyers(s): Brian K. Oblow Respondent(s): Allen & Company Of Florida. Respondent Lawyers(s): Michael J. Stanton Arbitrator(s): Richard S. Zaifert, Patrick D. King, Philip L. Manczak Hearing Site: Tampa, FL | ||
| 17-00263 | 06/26/2017 | Claimant(s): Primary Capital Claimant Lawyers(s): Ross D. Carmel Respondent(s): Emanuel Xenick, International Assets Advisory Respondent Lawyers(s): Aiman S. Farooq Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 16-00077 | 06/23/2017 | Claimant(s): John Wheeler Claimant Lawyers(s): John R. "Jack" Kiefner Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): John P. Cullem, Richard Kennard Hurley, John Alan Hawke Hearing Site: Tampa, FL | ||
| 15-03339 | 05/31/2017 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Nancy Kimball Mellon Respondent Lawyers(s): Nancy Kimball Mellon Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 16-03713 | 05/17/2017 | Claimant(s): CEA Atlantic Advisors Claimant Lawyers(s): Guy Burns Respondent(s): Broadband Fiber Respondent Lawyers(s): Chris Balun, President Arbitrator(s): Roger C. Benson Hearing Site: Tampa, FL | ||
| 16-03104 | 05/11/2017 | Claimant(s): Stephen Overton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL |